Job Description

This is a 6 Month Contract **

Key Responsibilities and Skills

Risk Management Framework Development:

Designed the future-state risk management framework for the Markets business, showcasing expertise in regulatory compliance and strategic planning.

Reviewed and implemented new policies and procedures, including Control and Quality Assurance Standards, demonstrating attention to detail and policy analysis skills.

Control Testing and Strategy:

Established a front-line unit (FLU) control testing team aligned with PRA requirements, illustrating leadership and regulatory expertise.

Developed control testing strategies and analytical tools for bespoke approaches, emphasizing analytical thinking and strategic problem-solving.

Trained new teams to deliver high-quality control testing results, showcasing strong communication and mentorship abilities.

Key Achievements:

Authored a comprehensive 13,000-word strategy document on the future state of control environments, underscoring writing and strategic vision.

Designed innovative analytical methods for risk identification and successfully negotiated issue adoption, reflecting negotiation and analytical skills.

Consistently achieved top performance grades for exceptional work delivery, demonstrating reliability and high standards of performance.

Audit Manager – Regulatory Reform & Markets Operations (Jan 2017 – Apr 2022):

Audit Execution and Stakeholder Engagement:

Conducted risk-based audits across multiple geographies, including regulatory reporting audits, highlighting global perspective and risk assessment expertise.

Audited diverse product areas such as Asset Servicing, Equities, and Client Onboarding, demonstrating adaptability and product knowledge.

Built and sustained strong stakeholder relationships during audits and risk assessments, showcasing collaboration and influence.

Key Achievements:

Identified five critical Level 2 issues in high-impact audits, earning top global recognition among a cohort of 540 auditors, reflecting keen analytical skills and a results-oriented approach.

Summary of Key Skills:

Strategic Framework Design

Risk Assessment and Analytical Expertise

Policy and Quality Assurance Review

Team Leadership and Mentorship

Stakeholder Relationship Management

Regulatory Compliance and Reporting

Audit Execution and Issue Resolution