Job Description

• Conduct compliance reviews to assess adherence to regulations and internal policies.
• Identify risks and develop monitoring plans.
• Prepare reports with findings and recommendations.
• Track corrective actions from reviews and inspections.
• Stay updated on regulatory changes and trends.
• Promote a culture of compliance within the organization.

• Experience in compliance monitoring within financial services.
• Strong knowledge of regulations (e.g., AML, KYC, MiFID, GDPR).
• Proven ability to run risk-based monitoring programs.
• Excellent analytical and reporting skills.
• Strong communication skills at all levels.
• Relevant qualifications (e.g., CISI Compliance Diploma).
• Desirable: Experience in a Wrap Platform business.

Deerfoot Recruitment Solutions Ltd is one of the longest-established independent technology recruitment consultancies in the UK.

Each time Deerfoot sends a CV to a recruiting client, we donate 1 to The Born Free Foundation phone number removed . Deerfoot is a Climate Action Workforce in partnership with Ecologi.

If this role isn't the right fit for you, we have a fantastic candidate referral reward program in place. We offer payouts at both interview and placement milestones. For further details, please visit our website.

Deerfoot Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.